ASIC cancelled Forex CT’s AFS licence after its investigation found Forex CT’s financial services business model disregarded key obligations of an AFS licensee and resulted in unconscionable conduct, misleading and deceptive conduct and a failure to manage) /2/3 · Forex brokers regulated by Australian Securities and Investments Commission (ASIC) must adhere to strict licencing requirements. ASIC is one of the toughest financial regulatory authority in the industry. There are many requirements that brokers has to meet such as: financial sustainability, safe trading environment, operational standards blogger.comted Reading Time: 9 mins 2 days ago · ASIC, which is deemed as one of the reputed financial regulators, is actively taking action against violators. A court recently held the regulator’s actions against Forex CT and slapped the firm with AUD20 million in fine. Last year, ASIC canceled the AFS license
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The Australian Securities and Asic forex license Commission has extended the transitional relief for foreign financial services providers FFSPs from the requirement to hold an Australian financial services AFS licence asic forex license 12 months to 31 March The Government announced that as part of the Federal Budget released on 11 Mayit will consult on options to restore regulatory relief for FFSPs who are licensed and regulated in jurisdictions with comparable financial service rules and obligations or have limited connection to Australia, from holding an AFS licence.
It will consult on creating a fast-track licensing process for FFSPs who wish to establish more permanent operations in Australia. Join now to receive first access to our EXCLUSIVE reports and updates.
Under that instrument, ASIC gives licensing relief to some providers of funds management financial services to certain categories of Australian professional investors. ASIC has temporarily stopped its assessment of the licence applications submitted by FFSPs as Treasury consults on the proposals affecting the licensing, asic forex license.
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ASIC Licensing Liaison Webinar - 3 December 2020
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2 days ago · ASIC, which is deemed as one of the reputed financial regulators, is actively taking action against violators. A court recently held the regulator’s actions against Forex CT and slapped the firm with AUD20 million in fine. Last year, ASIC canceled the AFS license /6/30 · The consultation contains several ASIC proposals on the matter, including the establishment of a new asset kind that can be selected when applying for a new AFS license (or a variation to an existing AFS license), to cover crypto-assets. ASIC said it considers /7/17 · ASIC cancelled Forex CT’s AFS licence after its investigation found Forex CT’s financial services business model disregarded key obligations of an AFS licensee and resulted in unconscionable conduct, misleading and deceptive conduct and a failure to manage conflicts of interest
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